RIA Transition Services

Planning to go independent?

Becoming an Independent Registered Investment Advisor (RIA) is something every Advisor considers at some point in their career. The decision process is complex and should not be taken lightly. Is an RIA structure right for you? Should you consider dual registration? How do I get started?

MainStay Consulting has the experience to not only point you in the right direction, but we will help you get there. MainStay provides comprehensive advice which is customized to your situation, support needs and business vision. We do not sell one-size-fits-all solutions.

Our services include:

Start on your road to independence with the right partner. For a free consultation and to learn more about our qualifications, please Contact Us.